From the very start of our existence, we have continuously improved corporate governance processes with the objective of establishing and maintaining the highest standard of ethical and professional behavior to be observed by all our Staff ( members of the Board of Directors to trainees, consultants and contractors). Our Chief Compliance Officer, oversees both our Legal and Compliance departments as well as monitoring Money Laundering, Corruption and Terrorism Financing (AML). We encourage our employees, as well as any third parties, to report any behavior or suspicion of criminal and/or fraudulent action of which they become aware via a direct, secure, confidential and independent channel.
Universal Asset Management is a private company which considers people to be our most valuable asset. It is our culture and structure that allows us to attract, retain and motivate highly talented professionals. The culture is centered on the recognition of individual merit and a competitive compensation system that rewards teamwork, an entrepreneurial spirit and initiative. Our most valuable professionals are, effectively, our partners. We believe this fosters a culture of teamwork, talent development, entrepreneurship, meritocracy and long-term commitment ; strongly enhances the integration of our business units and maximizes cross-selling of our products ; increases our ability to attract the best available talent, and facilitates a lean and cost efficient organizational structure.
Universal Asset Management - Tokyo, Japan - FAQs
Our vision and ambition when we started was to be the dominant broker/dealer of quality product wherever traded in the world. Additionally, whilst working with exceptional clients and people, we wanted to build a company in which we would all be proud to represent.
We uphold the highest standards of integrity and maintain an exceptional professional reputation, both corporate and personal.
We highly value our clients’ trust and business and are deeply committed to providing them with innovative solutions, protect their interests and safeguard their privacy.
We have been working closely with our private clients since our inception and offer a range of trading options that carefully consider risk and return in line with your investment objectives. Our team of investment professionals is renowned for providing superior service to our clients and you will be appointed a designated stockbroker or portfolio manager to look after your account.
We offer a complete range of innovative services that are tailored to your specific requirements. Our expert prime brokerage team consistently delivers a superior service that would exceed your expectations at every turn.
Our dedicated team of senior advisers work in partnership with financial planners to ensure their clients’ investments are actively managed and administered. In our efforts to better service both Universal Asset Management clients and the clients of the financial planner, we have developed a service to facilitate investing in a range of Universal Asset Management sourced products and services.