About us - Universal Asset Management Tokyo Japan

Our Integrity

From the very start of our existence, we have continuously improved corporate governance processes with the objective of establishing and maintaining the highest standard of ethical and professional behavior to be observed by all our Staff ( members of the Board of Directors to trainees, consultants and contractors). Our Chief Compliance Officer, oversees both our Legal and Compliance departments as well as monitoring Money Laundering, Corruption and Terrorism Financing (AML). We encourage our employees, as well as any third parties, to report any behavior or suspicion of criminal and/or fraudulent action of which they become aware via a direct, secure, confidential and independent channel.

Our commitment to continuous improvement of corporate governance processes brings us the certainty that we will continue to achieve our business objectives while preserving and enhancing the image and reputation of Universal Asset Management. By applying the principles of our Integrity Program to our daily actions, we guarantee the success and sustainability of one of the fastest growing offshore brokerages in the East.

Our People

Universal Asset Management is a private company which considers people to be our most valuable asset. It is our culture and structure that allows us to attract, retain and motivate highly talented professionals. The culture is centered on the recognition of individual merit and a competitive compensation system that rewards teamwork, an entrepreneurial spirit and initiative. Our most valuable professionals are, effectively, our partners. We believe this fosters a culture of teamwork, talent development, entrepreneurship, meritocracy and long-term commitment ; strongly enhances the integration of our business units and maximizes cross-selling of our products ; increases our ability to attract the best available talent, and facilitates a lean and cost efficient organizational structure.

Universal Asset Management - Tokyo, Japan - FAQs

WHAT ARE MANAGED PORTFOLIOS?

Our vision and ambition when we started was to be the dominant broker/dealer of quality product wherever traded in the world. Additionally, whilst working with exceptional clients and people, we wanted to build a company in which we would all be proud to represent.

We uphold the highest standards of integrity and maintain an exceptional professional reputation, both corporate and personal.

WHAT IS SHARE DEALING?

Our clients include hedge funds, institutions and portfolio managers who are looking to consolidate assets, access global capital markets, borrow securities, obtain optimal margining and financing, and receive comprehensive reporting.

We highly value our clients’ trust and business and are deeply committed to providing them with innovative solutions, protect their interests and safeguard their privacy.

WHAT IS INVESTMENT MANAGEMENT?

We have been working closely with our private clients since our inception and offer a range of trading options that carefully consider risk and return in line with your investment objectives. Our team of investment professionals is renowned for providing superior service to our clients and you will be appointed a designated stockbroker or portfolio manager to look after your account.

WHAT IS WEALTH MANAGEMENT?

We offer a complete range of innovative services that are tailored to your specific requirements. Our expert prime brokerage team consistently delivers a superior service that would exceed your expectations at every turn.

WHAT ARE CLOSED-END AND OPEN-END FUNDS?

Our dedicated team of senior advisers work in partnership with financial planners to ensure their clients’ investments are actively managed and administered. In our efforts to better service both Universal Asset Management clients and the clients of the financial planner, we have developed a service to facilitate investing in a range of Universal Asset Management sourced products and services.